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Who We Are

At our firm, we have the client—and only the client—in mind.

Our reasons for becoming financial professionals are deeply personal. We repeatedly saw many friends and family struggling to find the help they needed to map out their financial future. We are confident that with our understanding of personal finance, coupled with our training as financial professionals, we can help people better prepare for the future. After years in the business, we have developed a reputation for educating individuals in an easy-to-understand manner so they can grasp personal finance and use those concepts to pursue their financial objectives. We feel a commitment to our community.

At our firm, we have the client—and only the client—in mind.

Over the years, we have found that a team approach can be an effective method to help clients who have a wide variety of needs as they maneuver through a complex financial-services world. We invite you to discover and experience the power of our services. We believe it has far-reaching benefits for our clients to get opinions from several sources with diverse backgrounds, education, and experience.

No one strategy fits everyone, which is why every client gets our undivided attention—from planning to execution to follow-up. We take a proactive approach to helping you develop a strategy to address your financial goals and objectives, using the most efficient methods available.

What We Do

Staying Focused on What Really Matters

Staying Focused on What Really Matters

Achieving financial comfort, planning for a secure retirement, mitigating taxes, protecting our lifestyle, taking care of family, building a legacy... For most Americans, these are extremely important issues. But many of us feel unprepared and ill-equipped to deal with all of them in a coordinated, knowledgeable way.

Many investors are frustrated, worried or uncertain where to turn. They have no idea how to get from where they are today to where they want to be in the future. For some, working with an experienced and Independent Wealth Advisor may be the answer. We provide personalized financial solutions that take into account all aspects of your financial life and offer guidance, clarity of thought, and expertise to help you gain confidence in a more secure financial future.

Our Principle

We are located in the heart of Old Town, Fort Collins and have over 45 years combined experience among us. We are committed to helping our clients pursue their financial goals in a way that is focused towards their passions in life. We provide a personalized experience for successful families and individuals through our Wealth Management Process; this process is centered around the major concerns of our clients and is grounded in our investment philosophy known as Structured Investing.

A Fiduciary Standard of Care

A Fiduciary Standard of Care

As an Accredited Investment Fiduciary, AIF designee, I recognize the following Code of Ethics, and its principles and obligations, that governs my professional and ethical conduct.

To my clients, I am committed to

  1. Employ and provide the client information on the Prudent Practices when serving as an investment fiduciary and/or advising other investment fiduciaries.
  2. Act with honesty and integrity and avoid conflicts of interest, real or perceived.
  3. Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.
  4. Be responsible when determining the value of my services and my form of compensation; taking into consideration the time, skill, experience, and special circumstances involved in providing my services.

5. Know the limits of my expertise, and refer my clients to colleagues and/or other professionals in connection with issues beyond my knowledge and skills
6. Respect the confidentiality of information acquired in the course of my work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. I will not use confidential information acquired in the course of my work for my personal advantage.
7. Not exploit any relationship or responsibility that has been entrusted to me.

To my community (whether defined by work, family, and/or friends), I am committed to

  1. Proactively promote and be a steward of ethical behavior as a responsible partner among my peers in the work environment and in my community.
  2. Ensure that the overall promotion of my practice is implemented in the best interests of my profession.
  3. Seek, accept, and offer honest criticism of technical work; acknowledge and correct errors; and properly credit the contributions of others.
  4. Use corporate assets and resources employed or entrusted to me in a responsible manner.
  5. Continue to improve my knowledge and skills, share ideas and information with colleagues, and assist them in their professional development.

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